Latest News, Updates and Changes

541 - 560 of 942 items.
Results filter
news-filters

Filter by:

Instruments:

Changes to Handbook:

Module:

Mailing List:

Subscribe
  • data item

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st December 2021

    data item

    One or more related data elements that are grouped together into a prescribed format and required to be submitted by: 142 (1) a firm or other regulated entity under SUP 16 or provisions referred to in…

  • GENPRU 3.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    GENPRU 3.1 Application

  • GENPRU 3 Annex 3 Guidance Notes for Classification of Groups

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    GENPRU 3 Annex 3 Guidance Notes for Classification of Groups

  • trading book

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st December 2021

    trading book

    56 59 (1) [deleted] 59 (2) [deleted] 103 (3) [deleted] 103 (4) [deleted] 103 86 (5) (in DTR ) has the meaning in article 4.1(86) of 86 . 70 (6) (in MIFIDPRU ) all positions in financial instruments an…

  • trading book

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    trading book

    56 59 (1) [deleted] 59 (2) [deleted] 103 (3) [deleted] 103 (4) [deleted] 103 86 (5) (in DTR ) 86 70 all positions in financial instruments and commodities held by a credit institution or an investment…

  • MCOB 5 Annex 1 The mortgage illustration: table of contents, prescribed text and prescribed section headings and subheadings.

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 26th November 2021

    MCOB 5 Annex 1 The mortgage illustration: table of contents, prescribed text and prescribed section headings and subheadings.

  • MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 26th November 2021

    MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

  • PERG 10.4A The application of requirements which implemented EU directives

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    PERG 10.4A The application of requirements which implemented EU directives

  • COLL 4.5 Reports and accounts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th November 2021

    COLL 4.5 Reports and accounts

  • COLL 8.3 Investor relations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th November 2021

    COLL 8.3 Investor relations

  • FEES 3.2 Obligation to pay fees

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    FEES 3.2 Obligation to pay fees

  • FEES 3 Annex 6 Fees payable by a BIPRU firm for a permission or guidance on its availability in connection with the BCD and/or CAD [deleted]

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    FEES 3 Annex 6 Fees payable by a BIPRU firm for a permission or guidance on its availability in connection with the BCD and/or CAD [deleted]

  • PERG 1.4 General guidance to be found in PERG

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    PERG 1.4 General guidance to be found in PERG

  • COLL 6.9 Independence, names and UCITS business restrictions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th November 2021

    COLL 6.9 Independence, names and UCITS business restrictions

  • FEES 1.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    FEES 1.1 Application and Purpose

  • FEES 6.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    FEES 6.1 Application

  • LR 1.4 Miscellaneous

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 10th January 2022

    LR 1.4 Miscellaneous

  • LR 8.6 Criteria for approval as a sponsor

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 10th January 2022

    LR 8.6 Criteria for approval as a sponsor

  • LR 8.7 Supervision of sponsors

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 10th January 2022

    LR 8.7 Supervision of sponsors

  • PERG 8.4 Invitation or inducement

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st March 2022

    PERG 8.4 Invitation or inducement