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Readers Guide
As Published: 2017
…ide: A firm’s guide to countering financial crime risks) • FCTR (Financial Crime Thematic Reviews) • PERG (Perimeter Guidance manual) – covering circumstances when authorisation is required or exempt perso…CONC 8.3 Pre contract information and advice requirements
As Published: 2014
…ions unsuitable. [ Note: paragraph 2.6b of DMG ] CONC 8.3.2A G 25/04/2016 RP 3 Firms are reminded of PERG 12.6G …BCOBS 1.1 General application
As Published: 2005
…1.4A G 13/01/2018 10 Guidance on the application of the Payment Services Regulations can be found in PERG 15 …ICOBS 4.1 General requirements for insurance intermediaries and insurers
As Published: 2007
….1.3 R 01/10/2018 RP A firm whose contact with a customer is limited to effecting introductions (see PERG 5.6 …DISP 2.6 What is the territorial scope of the relevant jurisdiction?
As Published: 2003
…vity to amount to a regulated claims management activity it must be carried on in Great Britain (see PERG 2.4A …SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?
As Published: 2004
…ropriately authorised for the purposes of article 53(1A) of the Regulated Activities Order (see also PERG 8.24.1AG …COLLG-2012.pdf
As Published: 2012
…dance for persons considering carrying on regulated activities in the United Kingdom can be found in PERG. The FSA website page "How do I get authorised?" (http://www.fsa.gov.uk/doing/how) gives guidance o…SUP 15.3 General notification requirements
As Published: 2004
…rticle 3 exemption for the United Kingdom is given in Q48 and the following questions and answers in PERG 13.5 …SYSC 1 Annex 1 Detailed application of SYSC
As Published: 2008
…vity to amount to a regulated claims management activity it must be carried on in Great Britain (see PERG 2.4A …- Previous page
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