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EG_20141212.pdf
As Published: 2016
…to consumers resulting from the term or the potential detriment which could result from the term; 10 https://www.handbook.fca.org.uk/handbook/UNFCOG/1/1.html …FCG 3.2 Themes
As Published: 2018
… a firm may have regard to guidance issued by the FCA on the treatment of PEPs. [ Editor’s Note: see https://www.fca.org.uk/publications/finalised-guidance/fg17-6-treatment-politically-exposed-persons-peps-…The Enforcement Guide
As Published: 2016
…wers under Schedule 3, if the contract term is within the CRA’s scope,10 it will, unless the case 10 https://www.handbook.fca.org.uk/handbook/UNFCOG/1/1.html …COLL 4.5 Reports and accounts
As Published: 2006
… such as those required by the ESMA Guidelines on ETFs and other UCITS issues, which can be found at https://www.esma.europa.eu/sites/default/files/library/2015/11/2012-832en_guidelines_on_etfs_and_other_uc…COLL 7.8 Side pockets
As Published: 2022
…me is set out in the Russia (Sanctions) (EU Exit) Regulations 2019. The Regulations are available at https://www.legislation.gov.uk/uksi/2019/855/contents …EG_FULL_20160401.pdf
As Published: 2016
…one and time does not permit, then have regard to any representations responsive to that request. 10 https://www.handbook.fca.org.uk/handbook/UNFCOG/1/1.html …- Previous page
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