Related provisions for SUP 4.1.1

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SUP 4.1.3RRP

Applicable sections


Category of firm

(2) Applicable sections or rules4


A long-term insurer, other than:

SUP 4.1, SUP 4.2, SUP 4.3 and SUP 4.5


a registered friendly society which is a non-directive friendly society;


an incorporated friendly society that is a flat rate benefits business friendly society; and6






a Solvency II firm (for which see (5) below).


A friendly society, other than a friendly society within (1) or (5).

SUP 4.1, SUP 4.2, SUP 4.4 and SUP 4.51

(3) 2



(4) 2




A Solvency II firm which does any of the following:

SUP 4.1, SUP 4.2, SUP 4.3, SUP 4.4 and SUP 4.5 except that:

SUP 4.3.8 G to SUP 4.3.10 G do not apply to (a) and (b) in column 2; and

SUP 4.3.13 R to SUP 4.3.15 G, and SUP 4.4.6 R do not apply


appoints an actuary to fulfil the actuarial function for the purposes of rule 6 of the PRA Rulebook: Solvency II firms: Conditions Governing Business;


appoints an external actuary in accordance with PRA Rulebook: Solvency II Firms: Actuaries;


appoints a with-profits actuary.

SUP 18.4.37GRP
The appropriate authority2 will not decide whether to confirm the transfer or amalgamation at the hearing. A copy of its written decision, including its findings on the points made in representations, will be sent to the society(ies) and to those making representations. It will also be available to any other person on request and may be published.2
SUP 6.4.16GRP

Types of reports. See SUP 6.4.15 G

Category of firm

Type of report

a bank or building society

• an audited balance sheet which confirms that, in the auditor's opinion, the firm has no remaining deposit liabilities to customers;

• a report from auditors or reporting accountants;

a securities and futures firm

• a report from auditors or reporting accountants

an insurer

• an audited closing balance sheet which demonstrates that the firm has no insurance liabilities to policyholders;

• a report from the auditors or reporting accountants; and

• in some cases, an actuarial opinion as to the likelihood of any remaining liabilities to policyholders.

DEPP 2.5.18GRP
Some of the distinguishing features of notices given under enactments other than the Act are as follows: (1) [deleted]66(2) [deleted]66(3) Friendly Societies Act 1992, section 58A1: The warning notice and decision notice must set out the terms of the direction which the FCA6 proposes or has decided to give and any specification of when the friendly society is to comply with it. A decision notice given under section 58A(3) must give an indication of the society's right, given by