Related provisions for SUP 4.1.1
1 - 5 of 5 items.
Applicable sections(1) Category of firm(2) Applicable sections or rules4(1) A long-term insurer, other than:SUP 4.1, SUP 4.2, SUP 4.3 and SUP 4.5(a) a registered friendly society which is a non-directive friendly society;(b) an incorporated friendly society that is a flat rate benefits business friendly society;4(c) an incoming EEA firm; and44(d) a Solvency II firm (for which see (5) below).(2) A friendly society, other than a friendly society within (1) or (5).SUP 4.1, SUP 4.2,
The appropriate authority1 will not decide whether to confirm the transfer or amalgamation at the hearing. A copy of its written decision, including its findings on the points made in representations, will be sent to the society(ies) and to those making representations. It will also be available to any other person on request and may be published.1
Types of reports. See SUP 6.4.15 GCategory of firmType of reporta bank or building society• an audited balance sheet which confirms that, in the auditor's opinion, the firm has no remaining deposit liabilities to customers;• a report from auditors or reporting accountants; a securities and futures firm• a report from auditors or reporting accountantsan insurer• an audited closing balance sheet which demonstrates that the firm has no insurance liabilities to policyholders; • a
Some of the distinguishing features of notices given under enactments other than the Act are as follows: (1) [deleted]66(2) [deleted]66(3) Friendly Societies Act 1992, section 58A1: The warning notice and decision notice must set out the terms of the direction which the FCA6 proposes or has decided to give and any specification of when the friendly society is to comply with it. A decision notice given under section 58A(3) must give an indication of the society's right, given by