Related provisions for PERG 5.8.13

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SUP App 3.9.7GRP

Table 2B: Insurance Distribution14Directive2 Activities/Examples14


Part II RAO Activities

Part III RAO Investments


Proposing14 or carrying out other work preparatory to the conclusion of contracts of insurance or reinsurance14.

Articles 25, 53(1)10 and 64

Articles 75, 89 (see Note 1)


Advising on contracts of insurance or reinsurance

Articles 53(1) and 64

Articles 75, 89


Concluding contracts of insurance or reinsurance14

Articles 21, 25, 53(1)10 and 64

Articles 75, 89


Assisting in the administration and performance of contracts of insurance or reinsurance14, in particular in the event of a claim.

Articles 39A, 64

Articles 75, 89


Provision of information concerning one or more insurance contracts in accordance with criteria selected by customers through a website or other media and the compilation of an insurance product ranking list, including price and product comparison, or a discount on the price of an insurance contract, when the customer is able to directly or indirectly conclude an insurance contract using a website or other media.

Articles 21, 25, (where this involves the provision of advice) 53(1), and 64.

Articles 75, 89

Note 1. Rights to or interests in life policies are specified investments under Article 89 of the Regulated Activities Order, but rights to or interests in general insurance contracts are not.

14Note 2. Row 4 in Table 2B includes text that appears in article 2.1(1) of the IDD. These activities are not considered to be separate, discrete activities under the IDD but rather are included by way of an example of what constitutes insurance distribution. They have been included in this table for completeness, together with an indication of the Part II RAO activities and Part III RAO investments that may be relevant. This is to indicate, including for firms considering undertaking passport activities under the IDD, how these examples may relate to regulated activities and specified investments.