Related provisions for CASS 6.1.16K

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CASS 6.1.16JRRP
2Only the custody rules in the table below apply to a firm when arranging safeguarding and administration of assets.ReferenceRuleCASS 6.1.1 R to CASS 6.1.9 G and CASS 6.1.15 G to CASS 6.1.16B RApplicationCASS 6.1.16J RArrangers99CASS 6.1.16K RRecordsCASS 6.1.22 G to CASS 6.1.24 GGeneral purpose99CASS 6.3.4A R and CASS 6.3.4B GThird-party custody agreements
REC 2.5.9GRP
In assessing a UK recognised body's systems and controls for the safeguarding and administration of assets belonging to users of its facilities, the FCA3 may have regard to the totality of the arrangements and processes by which the UK recognised body: 3(1) records the assets held and the identity of the owners of (and other persons with relevant rights over) those assets; (2) records any instructions given in relation to those assets;(3) records the carrying out of those instructions;(4)