Related provisions for CASS 6.1.16K

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).


2Only the custody rules in the table below apply to a firm when arranging safeguarding and administration of assets.



CASS 6.1.1 R to CASS 6.1.9 G and CASS 6.1.15 G to CASS 6.1.16B R


CASS 6.1.16J R


9CASS 6.1.16K R


CASS 6.1.22 G to CASS 6.1.24 G

General purpose9

9CASS 6.3.4A R and CASS 6.3.4B G

Third-party custody agreements

REC 2.5.9GRP
In assessing a UK recognised body's systems and controls for the safeguarding and administration of assets belonging to users of its facilities, the FCA3 may have regard to the totality of the arrangements and processes by which the UK recognised body: 3(1) records the assets held and the identity of the owners of (and other persons with relevant rights over) those assets; (2) records any instructions given in relation to those assets;(3) records the carrying out of those instructions;(4)