Search Result
payment initiation service
As Published: 2018
payment initiation service
159 (in accordance with regulation 2(1) of the Payment Services Regulations ) an online service to initiate a payment order at the request of the payment service user with respect to a payment account…
mortgage administrator
As Published: 2003
mortgage administrator
11 12 a firm with permission (or which ought to have permission ) for administering a regulated mortgage contract .
linked liabilities
As Published: 2007
linked liabilities
29 property-linked liabilities or index-linked liabilities .
future service restriction
As Published: 2017
future service restriction
106 any provision in an agreement between a firm and a client which, in addition to the products or services to which the agreement relates, grants the firm or an affiliated company of the firm : (1)…
affinity/partnership scheme
As Published: 2021
affinity/partnership scheme
165 where a firm forms a scheme with another business (usually a brand whose main business is not insurance) to distribute home insurance or motor insurance products to consumers under the partner’s b…
insurance distributor
As Published: 2018
insurance distributor
160 an insurance intermediary or insurer . [Note: article 2(1)(8) of the IDD ]…
intermediate rate of return
As Published: 2007
intermediate rate of return
68 (in COBS ) the intermediate rate of return described in paragraph 2.3 of the projection rules ( COBS 13 Annex 2 ).
banking and investment services conglomerate
As Published: 2006
banking and investment services conglomerate
23 a financial conglomerate that is identified in paragraph 4.3 of GENPRU 3 Annex 1 (Types of financial conglomerate) as a banking and investment services conglomerate .
mineral expert's report
As Published: 2005
mineral expert's report
a competent person's 93 report prepared in accordance with 93 paragraph 133 of section III.2 of the technical note on PR disclosure and specialist issuers 156 . 28…
existing product
As Published: 2022
existing product
159 a product which: (1) was manufactured , marketed or distributed 162 before 31 July 2023; and (2) is marketed or distributed 162 to retail customers (including by way of renewal) on or after 31 Jul…
EEA account
As Published: 2016
EEA account
116 has the same meaning as in article 2(3) of the Financial Services and Markets Act 2000 (Ring-fenced Bodies and Core Activities) Order 2014 (2014 No. 1960) http://www.legislation.gov.uk/uksi/2014/1…
equity release transaction
As Published: 2006
equity release transaction
31 a lifetime mortgage or a home reversion plan .
advice, investigation or representation in relation to a criminal injury claim
As Published: 2019
advice, investigation or representation in relation to a criminal injury claim
151 the regulated activity , specified in article 89L of the Regulated Activities Order , of each of advising a claimant or potential claimant , investigating a claim and representing a claimant , in…
hybrid meeting
As Published: 2024
hybrid meeting
61 (in COLL 4 ) has the meaning given in COLL 4.4.1AR(2) .
projected pension pot value
As Published: 2022
projected pension pot value
214 an estimate of the value of a relevant pension scheme member’s pension benefits at their retirement date expressed as a single amount.
SUP 16 Annex 35A Close Links Monthly Report
As Published: 2013
SUP 16 Annex 35A Close Links Monthly Report
…
circular
As Published: 2005
circular
(in UKLR 282 ) any document issued to holders of listed securities including notices of meetings but excluding prospectuses , listing particulars , annual reports and accounts, interim reports, proxy…