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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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DEPP 6.5D Serious financial hardship

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

SYSC 4.7

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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SUP 6.4 Applications for cancellation of permission

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 5.5 Duties of firms

DEPP 6A.2 Deciding whether to take action

EG 10.1 Introduction