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Similar To

EG 12.3 Criminal prosecutions in cases of market abuse

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2024

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 15.14 Notifications under the Payment Services Regulations

EG App 3.2 BIS

PERG 8.12 Exemptions applying to all controlled activities

LR 9.8 Annual financial report

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 5.6 Reverse takeovers

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 16.22 Reporting under the Payment Accounts Regulations

CASS 6.6 Records, accounts and reconciliations

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

PERG 8.21 Company statements, announcements and briefings

REC 3.8 Financial and other information

SUP 10A.14 Changes to an FCA-approved person's details

SUP 16.24 Retirement income data reporting

DTR 8.5 Supervision of primary information providers

SUP 10C.16 References and accurate information