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MAR 5.9 Post-trade transparency requirements for shares [deleted]
As Published: 2007
MAR 5.9 Post-trade transparency requirements for shares [deleted]
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data reporting services provider
As Published: 2017
data reporting services provider
112 a person operating one or more data reporting service .
ELTIF
As Published: 2015
ELTIF
106 a European long-term investment fund (as defined in the ELTIF regulation ) authorised under the ELTIF regulation .
consolidated indirectly issued capital
As Published: 2006
consolidated indirectly issued capital
48 has the meaning in BIPRU 8.6.12 R (Indirectly issued capital and group capital resources), which is in summary any capital instrument issued by a member of a UK consolidation group or non-EEA sub-g…
net premium
As Published: 2004
net premium
13 the premium that is calculated to provide the basic sum assured under a with-profits insurance contract taking into consideration only the mortality and interest rate risks and using the same assum…
ultimate mixed financial holding company
As Published: 2013
ultimate mixed financial holding company
49 a mixed financial holding company which is not itself the subsidiary undertaking of another mixed financial holding company , insurance parent undertaking , or financial holding company .
liquidity facility
As Published: 2006
liquidity facility
22 (for the purposes of BIPRU 9 (Securitisation), in relation to a securitisation (within the meaning of paragraph (2) of the definition of securitisation) and in accordance with Part 1 of Annex IX of…
payment holiday
As Published: 2003
payment holiday
14 a feature of a regulated mortgage contract under which the mortgage lender permits the customer to make no payments for a specified period without being in arrears .
permitted units
As Published: 2007
permitted units
59 in relation to permitted links , units or beneficial interests in any real or notional fund that invests only in permitted links and is managed either: (a) wholly by the insurer ; or (b) wholly or…
exchange-traded fund
As Published: 2017
exchange-traded fund
119 a fund of which at least one unit or share class is traded throughout the day on at least one trading venue and with at least one market maker which takes action to ensure that the price of its un…
Settlement Finality Directive
As Published: 2013
Settlement Finality Directive
118 Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems.
specialised lending exposure
As Published: 2006
specialised lending exposure
45 (in relation to the IRB approach ) an exposure falling into BIPRU 4.5.3 R (Definition of specialised lending).
class 2 transaction
As Published: 2005
class 2 transaction
(in LR ) a transaction classified as a class 2 transaction under LR 10 . 31…
TPF rules
As Published: 2007
TPF rules
35 the rules and guidance in COBS 20.2.1 G to COBS 20.2.39 R and COBS 20.2.51 R to COBS 20.2.57 G .
relevant existing claims management complaint
As Published: 2019
relevant existing claims management complaint
190 a complaint in respect of which the Financial Ombudsman Service has jurisdiction by operation of article 69(1) of the Financial Services and Markets Act 2000 (Claims Management Activity) Order 201…