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DEPP 2.1 Statutory notices

EG 4.5 Notice of termination of investigations

RCB 4.2 Enforcement powers and penalties

DEPP 6.4 Financial penalty or public censure

EG 20.2 Information gathering and investigation powers

SUP 13A.3 Qualifications for authorisation under the Act

EG 12.1 The FCA’s general approach

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SYSC 3.2 Areas covered by systems and controls

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DTR 8.4 Continuing obligations

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 15.11 Notification of COCON breaches and disciplinary action

MCOB 2A.2 Tying practices

CASS 7.19 Clearing member client money sub-pools

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

CASS 5.5 Segregation and the operation of client money accounts

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme