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1061 - 1080 of 6885 items.
eligible claimant
As Published: 2001
eligible claimant
a person who is eligible to bring a claim for compensation under COMP 4.2.1 R . 4…
annual income
As Published: 2006
annual income
127 (1) (in MIPRU) the income referred to in MIPRU 4.3 . (2) (in IPRU(INV) 13) the income referred to in (Calculation of annual income). 127…
payment service or electronic money promotion
As Published: 2019
payment service or electronic money promotion
180 an invitation or inducement to: (a) enter into an agreement for the provision of a payment service ; (b) initiate a payment order ; or (c) acquire electronic money , that is communicated in the co…
document evidencing title
As Published: 2001
document evidencing title
any means of evidencing title whether in documentary form or otherwise. 3…
entering into a regulated credit agreement as lender
As Published: 2013
entering into a regulated credit agreement as lender
87 the regulated activity specified in article 60B(1) of the Regulated Activities Order .
MAR 6.10 Execution price of retail client orders [deleted]
As Published: 2009
MAR 6.10 Execution price of retail client orders [deleted]
…
supplementary listing particulars
As Published: 2005
supplementary listing particulars
(in LR ) (in accordance with section 81(1) of the Act ), supplementary listing particulars containing details of the change or new matter. 34…
Financial Action Task Force
As Published: 2001
Financial Action Task Force
the inter-governmental body responsible for developing and promoting policies, both nationally and internationally, to combat money laundering. 2…
debt adjuster
As Published: 2014
debt adjuster
87 a person who has, or ought to have, a Part 4A permission to carry on the regulated activity of debt adjusting and who negotiates with a lender on behalf of a customer the terms of discharge of a de…
second charge lender
As Published: 2015
second charge lender
133 a mortgage lender who grants, or promises to grant, a second charge regulated mortgage contract .
premium listing (commercial company)
As Published: 2009
premium listing (commercial company)
77 a premium listing of equity shares 90 (other than those of a closed-ended investment fund or of an open-ended investment company or of a sovereign controlled commercial company that is required to…
marriage or the formation of a civil partnership and birth
As Published: 2005
marriage or the formation of a civil partnership and birth
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph II of Part II of Schedule 1 to the Regulated Activities Order (Contracts of long-term ins…
main BIPRU firm Pillar 1 rules
As Published: 2006
main BIPRU firm Pillar 1 rules
88 GENPRU 2.1.40 R (Variable capital requirement for BIPRU firms ), GENPRU 2.1.41 R ( Base capital resources requirement for BIPRU firms ), GENPRU 2.1.48 R (Table: Base capital resources requirement f…
index-linked contract
As Published: 2007
index-linked contract
67 a linked long-term contract conferring index-linked benefits .
motor vehicle liability insurance business
As Published: 2002
motor vehicle liability insurance business
general insurance business of class 10, other than: (a) carrier's liability; (b) pure reinsurance of that class. 7…
individual member
As Published: 2001
individual member
a member , or former member , who is a natural person . 5…
minimum capital requirement
As Published: 2004
minimum capital requirement
24 an amount of capital resources that a firm must hold as set out in GENPRU 2.1.24 R and GENPRU 2.1.25 R 40 .