Related provisions for APER 2.1A.1
1 - 5 of 5 items.
The purpose of the 5Code of Practice for Approved Persons is to help an approved person5 to determine whether or not
that person's5 conduct
complies with a Statement of Principle.
The code sets out descriptions of conduct which, in the FCA's opinion,
do or5 do not comply with the relevant Statements
of Principle. The code also sets out certain factors which,
in the opinion of the FCA,
are to be taken into account in determining whether an approved
person's conduct complies with
The Code of Practice for Approved Persons (and
in particular the specific examples of behaviour which may be in breach of
a generic description of conduct in the code) is not exhaustive of the kind
of conduct that may contravene the Statements
of Principle. The purpose of the code is to help determine whether
or not a person's conduct complies
with a Statement of Principle.
The code may be supplemented from time to time. The FCA5 will amend the code if there is
a risk that unacceptable
The Code of Practice for Approved Persons sets out descriptions of conduct which, in the opinion of the FCA3, do or2 do not comply with a Statement of Principle2. The Code of Practice for Approved Persons also sets out, in certain cases, factors which, in the opinion of the FCA3, are to be taken into account in determining whether or not an approved person's conduct complies with a Statement of Principle.2323