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REC 3.5 Disciplinary action and events relating to members of the management body

REC 2.7 Access to facilities

DEPP 3.2 The operation of the RDC

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 4.2 The supervisory relationship with UK recognised bodies

DEPP 2.5 Provision for certain categories of decision

IFPRU 3.2 Capital

RCB 3.5 Other notifications

LR 9.2 Requirements with continuing application

SUP 12.7 Notification requirements

MAR 10.1 Application

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 2.4 Suitability

SYSC 18.3 Internal arrangements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

REC 4.2C Control over a UK RIE

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 13.2 Introduction