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Similar To

REC 4.8 The section 298 procedure

SUP 16.23 Annual Financial Crime Report

PERG 6.7 Examples

EG 2.9 FCA guidance and supporting materials

DTR 8.5 Supervision of primary information providers

EG 20.3 Decision making under the CCA Order

SUP 2.1 Application and purpose

EG 2.6 Assisting overseas regulators

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 5.2 Application process

EG 14.2 Choice of powers

SUP 5.6 Confidential information and privilege

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 2.5 Systems and controls, algorithmic trading and conflicts

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 3.5 Official listing investigations (section 97)

SUP 10C.16 References and accurate information

COLL 5.2 General investment powers and limits for UCITS schemes

DISP App 1.1 Introduction

SYSC 19D.3 Remuneration principles