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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

employment

As Published: 2016

employment

118 see “ employee ”.

shadow director

As Published: 2005

shadow director

(in LR ) as in sub-paragraph (b) of the definition of director in section 417(1) of the Act .

coupon

As Published: 2004

coupon

27 a dividend, interest payment or any similar payment.

GENPRU

As Published: 2006

GENPRU

20 the General Prudential sourcebook.

CCA

As Published: 2013

CCA

149 the Consumer Credit Act 1974.

BCD

As Published: 2001

BCD

4 Banking Consolidation Directive .

CMCOB

As Published: 2019

CMCOB

228 the Claims Management: Conduct of Business sourcebook.

UK

As Published: 2001

UK

United Kingdom . 2…

electronic communication

As Published: 2009

electronic communication

has the meaning given in section 15(1) of the Electronic Communications Act 2000.

AIF

As Published: 2013

AIF

96 alternative investment fund .

gross leverage

As Published: 2004

gross leverage

12 the ratio of total assets to total equity.

self-regulatory organisation

As Published: 2005

self-regulatory organisation

PR

As Published: 2005

PR

the Prospectus Rules sourcebook. 30…

Risk Transformation Regulations

As Published: 2017

Risk Transformation Regulations

180 the Risk Transformation Regulations 2017 (SI 2017/ 1212).

LGD

As Published: 2006

LGD

22 loss given default .

MCAS scheme

As Published: 2004

MCAS scheme

20 Mortgage Code Arbitration Scheme.

deal

As Published: 2001

deal

a dealing transaction. 3…

ROIE

As Published: 2001

ROIE

recognised overseas investment exchange . 5…

ARM

As Published: 2017

ARM

139 approved reporting mechanism .

MLRO

As Published: 2004

MLRO

money laundering reporting officer .