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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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COND 2.5 Suitability

SUP 4.3 Appointment of actuaries

REC 2.5 Systems and controls, algorithmic trading and conflicts

LR 8.6 Criteria for approval as a sponsor

EG 2.1 Case selection and the use of enforcement powers

SUP 15.13 Notification by CBTL firms

SYSC 5.2

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 6.7 Examples

SUP 10A.13 Application for approval and withdrawing an application for approval

RCB 2.3 Determination of registration

LR 8.4 Role of a sponsor: transactions

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 2.12 Co-operation

SUP 10C.13 Variation of conditional and time-limited approvals

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SUP 6.4 Applications for cancellation of permission

SYSC 18.3 Internal arrangements

EG 4.3 Notification where a particular person is not yet under investigation

EG 19.6 Regulated Activities Order 2001 (RAO)