Search Result

141 - 160 of 1338 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers