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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
As Published: 2017
binary bet
70 a derivative contract of a binary nature.
As Published: 2013
unauthorised AIF
48 an AIF which is not an authorised fund .
authorised AIF
96 an AIF which is an authorised fund .
As Published: 2001
COMP
the Compensation sourcebook. 3…
As Published: 2012
ESMA
72 European Securities and Markets Authority.
IOSCO
the International Organisation of Securities Commissions. 5…
As Published: 2005
LR
the Listing Rules sourcebook.
As Published: 2016
MCD Order
the Mortgage Credit Directive Order 2015 (SI 2015/910). 104…
As Published: 2007
linked assets
index-linked assets or property-linked assets .
EIS
Enterprise Investment Scheme . 4…
equivalent
43 see commission equivalent .
As Published: 2008
custody chapter
79 CASS 6 .
FCA
155 Financial Conduct Authority…
As Published: 2004
GICR
12 general insurance capital requirement .
As Published: 2006
APR rules
32 MCOB 10 .
PROF
5 the Professional Firms sourcebook.
WDPG
33 the Wind-down Planning Guide.
COLLG
the Collective Investment Scheme Information Guide. 20…
As Published: 2003
CASS
17 the Client Assets sourcebook. 16…
sole trader
an individual who is a firm . 5…
