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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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COLL 6.9 Independence, names and UCITS business restrictions

GENPRU 1.2 Adequacy of financial resources

COLL 8.5 Powers and responsibilities

PERG 8.12 Exemptions applying to all controlled activities

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PERG 12.4 Application of EU Directives

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

GENPRU 2.1 Calculation of capital resources requirements

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REC 2.3 Financial resources

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products