Search Result

1201 - 1220 of 1240 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 13.2 General

As Published: 2011

PERG 13.2 General

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme