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Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FPS

As Published: 2015

FPS

89 the Faster Payments Scheme 97 regulated payment system designated by HM Treasury under section 43 of FSBRA .

DMG

As Published: 2014

DMG

87 the Office of Fair Trading's Debt Management (and credit repair services Guidance).

JCB

As Published: 2016

JCB

3 the JCB International IFR card payment system .

parental responsibility

As Published: 2004

parental responsibility

22 (as defined in section 3(9) of the Child Trust Fund Act 2004): (a) parental responsibility within the meaning of the Children Act 1989 or the Children (Northern Ireland) Order 1995 (SI 1995/755 (N.

Balancing and Settlement Code

As Published: 2001

Balancing and Settlement Code

2 the document designated by the Secretary of State and adopted by the National Grid Company plc as the Balancing and Settlement Code as modified from time to time in accordance with the terms of the…

potential tier one instrument

As Published: 2004

potential tier one instrument

25 an item of capital that falls into GENPRU 2.2.62R (Tier one capital: General) 43 .

regulatory function

As Published: 2001

regulatory function

(as defined in section 291 of the Act (Liability in relation to recognised body 's regulatory functions)) any function of a recognised body so far as relating to, or to matters arising out of, the obl…

larger denomination share

As Published: 2001

larger denomination share

any share that is not a smaller denomination share . 2…

former member

As Published: 2001

former member

a person who has ceased to be a member , whether by resignation or otherwise, in accordance with Lloyd's Act 1982 and any byelaw made under it. 2…

IFRS

As Published: 2006

IFRS

56 International Financial Reporting Standards .

tier 2 capital

As Published: 2013

tier 2 capital

56 as defined in article 71 of the EU CRR .

projection period

As Published: 2007

projection period

61 (in COBS ) the period covered by a standardised deterministic projection , which begins on the date the investment is reasonably expected to be made and ends on the projection date described in par…

GCR

As Published: 2004

GCR

12 group capital resources .

volatility risk

As Published: 2004

volatility risk

5 the potential loss due to fluctuations in implied option volatilities.

CASS resolution pack

As Published: 2012

CASS resolution pack

those documents and records which are specified in CASS 10.2 and CASS 10.3 . 128…

execution-only sale

As Published: 2012

execution-only sale

74 (a) a home finance transaction entered into by a firm with, or arranged by a firm for, a customer ; or (b) a variation of an existing home finance transaction entered into by a firm with, or arrang…

PRR charge

As Published: 2006

PRR charge

43 one of the following: (a) the interest rate PRR ; (b) the equity PRR ; (c) the commodity PRR ; (d) the foreign currency PRR ; (e) the option PRR ; (f) the collective investment undertaking PRR ; an…

requisite details

As Published: 2001

requisite details

the details required in regulation 1 of 64 the EEA Passport Rights Regulations and set out in SUP 13 Annex 1 (Requisite details: branches).

Act

As Published: 2001

Act

4 the Financial Services and Markets Act 2000 .

legal or equitable mortgage

As Published: 2013

legal or equitable mortgage

51 in accordance with article 60L of the Regulated Activities Order , includes a legal or equitable 56 charge and, in Scotland, a heritable security.