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Effective Period

Similar To

SYSC 4.9 Handover procedures and material

SYSC 5.2 Certification regime

CREDS 2.2 General provisions

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SUP 10A.1 Application

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 10A.14 Changes to an FCA-approved person's details

EG 9.9 The effect of the FCA’s decision to withdraw approval

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SUP 10C.4 Specification of functions

SUP 10C.5 FCA governing functions

EG 2.2 Case selection and referral criteria

CREDS 10.1 Application and purpose

DEPP 8.1 Introduction

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

SUP 10C.2 Purpose

SUP 10C.1 Application

SUP 10C.7 Other overall responsibility function (SMF18)

CASS 11.3 Responsibility for CASS operational oversight