Related provisions for SYSC 5.1.14
1 - 3 of 3 items.
A 21management company10 must monitor and, on a regular basis, evaluate the adequacy and effectiveness of its systems, internal control mechanisms and arrangements established in accordance with SYSC 4.1.4 R to SYSC 4.1.9 R and take appropriate measures to address any deficiencies.[Note: 21article 4(5) of the UCITS implementing Directive]10