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SUP 15.13 Notification by CBTL firms

LR 13.7 Circulars about purchase of own equity shares

LR 6.8 Warrants or options to subscribe

LR 13.4 Class 1 circulars

COBS 19.5 Independent governance committees (IGCs)

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RCB 3.3 Asset pool notifications

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RCB 2.2 Applying for registration

PR 2.2 Format of prospectus

DTR 4.3A Reports on payments to governments

PR 1.2 Requirement for a prospectus and exemptions

DTR 7.1 Audit committees

LR 16.2 Requirements and eligibility for listing

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

LR 9.1 Preliminary

LR 14.1 Application

CASS 11.3 Responsibility for CASS operational oversight

SYSC 19E.2 Remuneration policies and practices

SYSC 4.2 Persons who effectively direct the business