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information centre
As Published: 2002
information centre
a centre established by an EEA State to meet its obligations under article 23 of the Consolidated Motor Insurance Directive (Information Centres). 95…
master AIF
As Published: 2013
master AIF
(in accordance with article 4(1)(y) of AIFMD ) an AIF in which another AIF (a feeder AIF ) invests or has an exposure in accordance with the definition of ' feeder AIF '.
certificate representing shares
As Published: 2005
certificate representing shares
(in LR ) a certificate representing certain securities where the certificate or other instrument confers rights in respect of equity shares . 31…
green deal plan
As Published: 2014
green deal plan
49 an arrangement by the occupier or owner of a property for a person to make energy efficient improvements to the property wholly or partly paid for in instalments, as defined in section 1 of the Ene…
Ombudsman
As Published: 2001
Ombudsman
a person appointed to the panel of persons maintained by the FOS Ltd to determine complaints, including the Chief Ombudsman. 4…
registered contact
As Published: 2004
registered contact
25 (as defined in regulation 8(1)(d) of the CTF Regulations ) the person who is capable of giving instructions to the CTF provider with respect to the management of the CTF .
UK-deposit insurer
As Published: 2001
UK-deposit insurer
a non-EEA insurer that has made a deposit in the United Kingdom under article 162(2)(e) of the Solvency II Directive in accordance with article 167 of that Directive. 58…
stabilisation
As Published: 2005
stabilisation
150 as defined in article 3(2)(d) of the Market Abuse Regulation 150 .
mutual
As Published: 2004
mutual
24 an insurer which: (a) if it is a body corporate has no share capital (except a wholly owned subsidiary with no share capital but limited by guarantee); or (b) is a registered friendly society or in…
PRIN Sch 3 Fees and other required payments
As Published: 2004
PRIN Sch 3 Fees and other required payments
…
International Financial Reporting Standards
As Published: 2006
International Financial Reporting Standards
56 international financial accounting standards within the meaning of EC Regulation No 1606/2002 of the European Parliament and of the Council of 19 July 2002 as adopted from time to time by the Europ…
tier 2 instruments
As Published: 2013
tier 2 instruments
56 a capital instrument that qualify as tier 2 instruments under article 62 of the EU CRR .
innovative tier one capital
As Published: 2004
innovative tier one capital
32 an item of capital that is stated in GENPRU 2.2 (Capital resources) 52 to be innovative tier one capital.
SRB administrator
As Published: 2009
SRB administrator
78 a firm which carries on the regulated activity of administering a regulated sale and rent back agreement .
security-based CTF
As Published: 2007
security-based CTF
61 a CTF , other than a stakeholder CTF , which is not limited to deposit based investment.
pensions guidance
As Published: 2015
pensions guidance
130 the guidance made available by the Secretary of State 142 in accordance with section 333B of the Act .
subsisting rights
As Published: 2015
subsisting rights
135 has the meaning given in section 76 of the Pension Schemes Act 2015 which is: (a) for a member of a pension scheme : (i) any right which has accrued to or in respect of the member to future benefi…
high net worth mortgage customer
As Published: 2012
high net worth mortgage customer
28 a customer with an annual net income of no less than £300,000 or net assets of no less than £3,000,000, or whose obligations are guaranteed by a person with an income or assets of such amount.