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full-scope EEA AIFM
As Published: 2013
full-scope EEA AIFM
70 an EEA AIFM which is authorised by its Home State in accordance with article 6(1) of AIFMD .
document
As Published: 2001
document
any piece of recorded information, including (in accordance with section 417(1) of the Act (Interpretation)) information recorded in any form; in relation to information recorded otherwise than in leg…
debt solution
As Published: 2013
debt solution
84 an arrangement, scheme or procedure, whether statutory or not, the aim of which is to discharge or liquidate a customer's debts.
long-term insurer
As Published: 2001
long-term insurer
an insurer with permission to effect or carry out long-term insurance contracts. 2…
summary
As Published: 2005
summary
(in relation to a prospectus ) the summary included in the prospectus . 34…
dealer
As Published: 2014
dealer
87 in relation to a hire-purchase agreement , credit-sale agreement or conditional sale agreement under which this person is not the lender , a person who sells or proposes to sell goods , land or oth…
related person
As Published: 2015
related person
143 (in relation to a borrower or, in the case of credit provided to trustees, a beneficiary of the trust), a person who is: (a) that person's spouse or civil partner; (b) a person (whether or not of…
index-linked assets
As Published: 2007
index-linked assets
67 in relation to permitted links , the assets held by an insurer for the purposes of matching index-linked liabilities .
motor vehicle liability
As Published: 2001
motor vehicle liability
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 10 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insura…
General Protocol
As Published: 2009
General Protocol
36 the "General Protocol relating to the collaboration of the insurance supervisory authorities of the Member States of the European Union" issued by the Committee of European Insurance and Occupation…
net negative add-back method
As Published: 2014
net negative add-back method
56 the method of calculating a firm's client money requirement described in CASS 7.16.17 R .
own funds requirements
As Published: 2013
own funds requirements
61 as defined in article 92 (Own funds requirements) of the EU CRR .
APER
As Published: 2001
APER
4 the part of the Handbook in High Level Standards which has the title Statements of Principle and Code of Practice for Approved Persons.
eligible partnership capital
As Published: 2006
eligible partnership capital
34 (in relation to a BIPRU firm ) has the meaning in GENPRU 2.2.93 R .
benchmark submission function
As Published: 2013
benchmark submission function
47 FCA-controlled function CF40 in the table of FCA-controlled functions which is the function of acting in the capacity of a person who is responsible for oversight of a firm's compliance with MAR 8.
eligible complainant
As Published: 2001
eligible complainant
a person eligible to have a complaint 49 169 considered under the Financial Ombudsman Service , as defined in DISP 2.7 (Is the complainant eligible?). 49 169…
clearing firm
As Published: 2001
clearing firm
a firm which assumes primary responsibility (including legal liability) for the execution and settlement of transactions for clients . 3…
physical commodities
As Published: 2006
physical commodities
43 a physical holding of a commodity , or documents evidencing title to a commodity .