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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees