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SUP 15.12 Ongoing alerts for retail adviser complaints

PERG 14.7 Exemptions

PERG 7.1 Application and purpose

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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REC 4.6A The section 192C power to direct qualifying parent undertakings

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COBS 6.1A Adviser charging and remuneration

BIPRU 7.6 Option PRR

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