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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration