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effecting contracts of insurance
As Published: 2001
effecting contracts of insurance
the regulated activity , specified in article 10(1) of the Regulated Activities Order (Effecting and carrying out contracts of insurance), of effecting a contract of insurance as principal. 4…
PRA-designated senior management function
As Published: 2015
PRA-designated senior management function
128 a PRA controlled function that is a designated senior management function .
forward price
As Published: 2001
forward price
(in relation to units ) a price calculated by reference to the valuation point next following the authorised fund manager's agreement to sell or, as the case may be, to redeem the units in question. 2…
provider of credit references
As Published: 2014
provider of credit references
116 a person providing credit references who has, or ought to have, a Part 4A permission to carry on the regulated activity of providing credit references .
competent employees rule
As Published: 2007
competent employees rule
62 (a) for a firm which is not a common platform firm , SYSC 3.1.6 R . (b) for a common platform firm , SYSC 5.1.1 R .
combination charge structure
As Published: 2015
combination charge structure
184 a charging structure used by an operator of a qualifying scheme which is solely a combination of: (a) an accrued rights charge and a flat-fee charge ; or (b) an accrued rights charge and a contrib…
ultimate EEA insurance parent undertaking
As Published: 2004
ultimate EEA insurance parent undertaking
an EEA insurance parent undertaking that is not itself the subsidiary undertaking of another EEA insurance parent undertaking .
MasterCard
As Published: 2015
MasterCard
106 the MasterCard 108 regulated payment system designated by HM Treasury under section 43 of FSBRA 108 , and the MasterCard IFR card payment system .
recognised clearing house
As Published: 2001
recognised clearing house
a clearing house which is declared by an order made by the Bank of England under section 290 or 292 of the Act and 233 for the time being in force to be a recognised clearing house. 5…
CIS stakeholder product
As Published: 2004
CIS stakeholder product
26 the stakeholder product specified by regulations 5 (units in certain collective investment schemes) and 7 of the Stakeholder Regulations .
issue
As Published: 2007
issue
(in relation to units ): 66 (1) (except in 66 EG 14 66 ) the issue of new units by the trustee of an AUT , the depositary of an ACS 112 or by an ICVC ; (2) (in 66 EG 14 66 ): 66 (a) an issue in accord…
energy
As Published: 2001
energy
coal, electricity , natural gas (or any by-product or form of any of them), 50 oil or biofuel . 50…
approved money-market instrument
As Published: 2008
approved money-market instrument
57 (in accordance with COLL 5.2.7F R ) a money-market instrument which is normally dealt in on the money market, is liquid and has a value which can be accurately determined at any time.
CASS large firm
As Published: 2010
CASS large firm
110 has the meaning in CASS 1A.2.7 R (CASS firm types).
CASS large debt management firm internal client money reconciliation
As Published: 2014
CASS large debt management firm internal client money reconciliation
157 the internal client money reconciliation that CASS large debt management firms are obliged to undertake pursuant to CASS 11.11.13 R to CASS 11.11.21 R .
real estate market adjustment ratio
As Published: 2004
real estate market adjustment ratio
29 has the meaning set out, in relation to the resilience capital requirement , in 46 INSPRU 3.1.21R 46 .
full credit institution
As Published: 2002
full credit institution
a credit institution that falls within paragraph (1) 4 (a) 35 of the definition of credit institution .
supervisory formula method
As Published: 2006
supervisory formula method
45 (for the purposes of (Securitisation), in relation to a securitisation within the meaning of paragraph (2) of the definition of securitisation and in accordance with Part 1 of Annex IX of the Banki…