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vehicle
As Published: 2007
vehicle
9 any motor vehicle intended for travel on land and propelled by mechanical power, but not running on rails, and any trailer whether or not coupled. [Note: article 1(1) of Council Directive 72/166/EEC…
entering into a regulated sale and rent back agreement
As Published: 2009
entering into a regulated sale and rent back agreement
55 the regulated activity , specified in article 63J(1) of the Regulated Activities Order , which is in summary entering into a regulated sale and rent back agreement as an agreement provider, includi…
deductions plan
As Published: 2007
deductions plan
43 (in COBS ) a plan that describes the deductions from asset share that a firm expects to make for the cost of guarantees and the use of capital ( COBS 20.2.8 R ).
with-profits insurance business
As Published: 2004
with-profits insurance business
the business of effecting contracts of insurance or carrying out contracts of insurance that are with-profits policies . 27…
UK financial sector company
As Published: 2008
UK financial sector company
30 a company that is a: (a) UK bank ; or (b) UK insurer ; or (c) UK incorporated parent undertaking of a company referred to in (a) or (b) where the main business of the group to which the parent unde…
Financial Policy Committee
As Published: 2014
Financial Policy Committee
75 The sub-committee of the court of directors of the Bank of England, established by Part 1A of the Bank of England Act 1998 to contribute to the Bank of England's Financial Stability Objective and,…
NICC
As Published: 2015
NICC
62 the Northern Ireland Cheque Clearing 66 regulated payment system designated by HM Treasury under section 43 of FSBRA .
total relevant liabilities
As Published: 2011
total relevant liabilities
47 (in CREDS ) means the sum of: (a) unattached shares in the credit union , and deposits by persons too young to be members of the credit union ; and (b) liabilities (other than liabilities for share…
BIPRU Remuneration Code
As Published: 2013
BIPRU Remuneration Code
51 SYSC 19C (BIPRU Remuneration Code).
with-profits benefits reserve
As Published: 2004
with-profits benefits reserve
7 (in relation to a with-profits fund ) the with-profits benefits reserve for the with-profits fund calculated in accordance with the rules in INSPRU 1.3.116 R to INSPRU 1.3.135 G 10 .
finance
As Published: 2013
finance
71 in accordance with article 60L of the Regulated Activities Order , includes financing in whole or in part and "refinance" is to be read accordingly.
current PRA approved person approval
As Published: 2013
current PRA approved person approval
286 a current approved person approval given by the PRA .
small AIFM
As Published: 2013
small AIFM
115 an AIFM which meets the conditions in regulation 9 (meaning of "small AIFM") of the AIFMD UK regulation .
safeguarding and administration of assets (without arranging)
As Published: 2001
safeguarding and administration of assets (without arranging)
that part of safeguarding and administering investments which consists of both: (a) the safeguarding of assets belonging to another; and (b) the administration of those assets. 5…
finance application
As Published: 2016
finance application
103 (in accordance with regulation 2 of the Small and Medium Sized Business (Finance Platforms) Regulations ) a request in any form for a finance facility , whether such request is made for a new faci…
article 18(5) relationship
As Published: 2013
article 18(5) relationship
105 the relationship where there are participations or capital ties other than those referred to in article 18(1) and 109 (4) 109 of the EU CRR (Methods for prudential consolidation).
UCITS Directive
As Published: 2001
UCITS Directive
the European Parliament and 43 Council Directive of 13 July 2009 43 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transfe…