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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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PR App 1.1

As Published: 2005

PR App 1.1

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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FEES 3.2 Obligation to pay fees

DEPP 1.1 Application and Purpose

EG 7.1 The FCA’s use of sanctions

REC 2.3 Financial resources

SUP 13.3 Establishing a branch in another EEA State

EG 19.9 Electronic commerce activity directions: the FCA’s policy

SUP 6.4 Applications for cancellation of permission

REC 3.3 Waivers

CREDS 10.1 Application and purpose

REC 4.2D Suspension and removal of financial instruments from trading

REC 4.2A Publication of information by UK RIEs and RAPs

EG 19.14 Money Laundering Regulations 2007

DEPP 6.7 Discount for early settlement

SUP 13A.3 Qualifications for authorisation under the Act

EG 5.5 The settlement discount scheme

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

SUP 16.12 Integrated Regulatory Reporting

PR App 1.1

EG 19.6 Regulated Activities Order 2001 (RAO)