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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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