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FEES 12.2 FOS ADR levy

CASS 11.3 Responsibility for CASS operational oversight

REC 2.4 Suitability

REC 2.14 Rules and consultation

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

FEES 5.8 Joining the Financial Ombudsman Service

MCOB 12.1 Application

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 10C.7 Other overall responsibility function (SMF18)

PERG 10.1 Background

MIPRU 3.2 Professional indemnity insurance requirements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COLL 6.7 Payments

REC 2.15 Discipline

REC 2.9 Transaction recording

SUP 10C.16 References and accurate information

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

MCOB 11.6 Responsible lending and financing

DEPP 6.2 Deciding whether to take action

CASS 7.10 Application and purpose