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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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REC 3.15 Suspension of services and inability to operate facilities

REC 3.14 Products, services and normal hours of operation

PERG 2.6 Specified investments: a broad outline

PERG 2.7 Activities: a broad outline

REC 2.5 Systems and controls and conflicts

FEES 4.4 Information on which fees are calculated

REC 2.3 Financial resources

REC 3.14A Operation of a regulated market or MTF

COLL 5.2 General investment powers and limits for UCITS schemes

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

SUP 15.3 General notification requirements

FEES 3.2 Obligation to pay fees

REC 2.16A Operation of a multilateral trading facility

GENPRU 2.2 Capital resources

PERG 8.12 Exemptions applying to all controlled activities

REC 3.4 Key individuals and internal organisation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

INSPRU 3.2 Derivatives in insurance

PERG 8.14 Other financial promotions

CASS 6.1 Application