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assisted voluntary sale process
As Published: 2015
assisted voluntary sale process
118 a process in which a firm assists a customer to sell voluntarily property which is subject to a regulated mortgage contract or home purchase plan with the firm , over and above allowing the custom…
regulated sale and rent back transaction
As Published: 2009
regulated sale and rent back transaction
76 a transaction involving a regulated sale and rent back agreement under which a SRB agreement seller , in return for the sale of a qualifying interest in land in whole or in part to a SRB agreement…
home finance transaction
As Published: 2006
home finance transaction
8 a regulated mortgage contract , home purchase plan , 19 home reversion plan or regulated sale and rent back agreement . 19…
supervisory volatility adjustments approach
As Published: 2006
supervisory volatility adjustments approach
45 the approach to calculating volatility adjustments under the financial collateral comprehensive method under which the firm uses the adjustments specified in BIPRU 5.4 (Financial collateral) rather…
maxi-ISA
As Published: 2001
maxi-ISA
3 an ISA which includes a stocks and shares component and may also include other qualifying investments such as: (a) a cash component ; (b) an insurance component ; as prescribed in paragraphs 7, 8 an…
capital planning buffer
As Published: 2010
capital planning buffer
(in BIPRU 2.2 or IFPRU 2) the amount and quality of capital resources that a firm should hold at a given time in accordance with the general stress and scenario testing rule , so that the firm is able…
limit order
As Published: 2007
limit order
23 an order to buy or sell a financial instrument at its specified price limit or better and for a specified size. [Note: article 4(1)(16) of MiFID ]…
protected claim
As Published: 2001
protected claim
5 a claim which is covered by the compensation scheme , as defined in COMP 5.2.1 R .
CRD financial instrument
As Published: 2006
CRD financial instrument
48 has the meaning set out in BIPRU 1.2.7 R to BIPRU 1.2.8 R (CRD financial instruments), which is in summary any contract that gives rise to both a financial asset of one party and a financial liabil…
trustee firm
As Published: 2001
trustee firm
61 a firm which is not an OPS firm and which is acting as a: (a) trustee (other than for a trust of client money arising only under CASS 5.3.2 R , CASS 5.4 (Non-statutory client money trust), CASS 7.1…
expiration date
As Published: 2005
expiration date
(in LR ) (in relation to securitised derivatives ), the date stipulated by the issuer on which the holder's rights in respect of the securitised derivative ends. 26…
probable reserves
As Published: 2005
probable reserves
(in LR ): (a) in respect of mineral companies primarily involved in the extraction of oil and gas resources, those reserves which are not yet proven but which, on the available evidence and taking int…
data set
As Published: 2006
data set
One or more data items relating to the same regulated activity . 35…
capital instrument
As Published: 2006
capital instrument
48 (in COBS , 172 GENPRU and 172 BIPRU and in relation to an undertaking ) any security issued by or loan made to that undertaking or any other investment in, or external contribution to the capital o…
Electing Participants Order
As Published: 2001
Electing Participants Order
the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 (SI 2001/1783). 3…
CCR standardised method
As Published: 2006
CCR standardised method
48 the method of calculating the amount of an exposure set out in BIPRU 13.5 (CCR standardised method).