Search Result

21 - 40 of 1242 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

APER 1.1A Application

As Published: 2015

APER 1.1A Application

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011