Search Result

81 - 100 of 5649 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

AUT

As Published: 2001

AUT

4 an authorised unit trust scheme .

unauthorised AIF

As Published: 2013

unauthorised AIF

48 an AIF which is not an authorised fund .

authorised AIF

As Published: 2013

authorised AIF

96 an AIF which is an authorised fund .

COMP

As Published: 2001

COMP

the Compensation sourcebook. 3…

ESMA

As Published: 2012

ESMA

72 European Securities and Markets Authority.

IOSCO

As Published: 2001

IOSCO

the International Organisation of Securities Commissions. 5…

linked assets

As Published: 2007

linked assets

index-linked assets or property-linked assets .

EIS

As Published: 2001

EIS

Enterprise Investment Scheme . 4…

equivalent

As Published: 2007

equivalent

43 see commission equivalent .

FUND 9.1 [To follow]

As Published: 2013

FUND 9.1 [To follow]

…

custody chapter

As Published: 2008

custody chapter

79 CASS 6 .

financial resources requirement

As Published: 2013

financial resources requirement

This term can be found in a glossary search here .

FCA

As Published: 2013

FCA

151 Financial Conduct Authority…

GICR

As Published: 2004

GICR

12 general insurance capital requirement .

third country BIPRU 730k firm

As Published: 2013

third country BIPRU 730k firm

This term can be found in a glossary search here .

advanced measurement approach

As Published: 2013

advanced measurement approach

This term can be found in a glossary search here .

APR rules

As Published: 2006

APR rules

32 MCOB 10 .

UPRU

As Published: 2013

UPRU

This term can be found in a glossary search here .

PROF

As Published: 2001

PROF

5 the Professional Firms sourcebook.

COLLG

As Published: 2004

COLLG

the Collective Investment Scheme Information Guide. 20…