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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 5.2 Application process

DEPP 2.5 Provision for certain categories of decision

REC 2.3 Financial resources

REC 2.5 Systems and controls and conflicts

REC 4.8 The section 298 procedure

FEES 4.4 Information on which Fees are calculated

SUP 18.2 Insurance business transfers

FEES 3.2 Obligation to pay fees

SUP 16.12 Integrated Regulatory Reporting

REC 3.3 Waivers

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

REC 2.7 Access to facilities

REC 3.14A Operation of a regulated market or MTF

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL 6.12 Risk management policy and risk measurement

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 4.2D Suspension and removal of financial instruments from trading

GEN 2.2 Interpreting the Handbook

REC 4.7 The section 297 power to revoke recognition