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Similar To

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

DEPP 2.3 Decision notices and second supervisory notices

COLL 6.8 Income: accounting, allocation and distribution

CASS 5.3 Statutory trust

PERG 14.7 Exemptions

DEPP 6.5 Determining the appropriate level of financial penalty

COBS 4.11 Record keeping: financial promotion

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 12.3 Rights under a personal pension scheme

COBS 11.8 Recording telephone conversations and electronic communications

DEPP 6A.2 Deciding whether to take action

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives