Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

…

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

…

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

…

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 2.1 Acting honestly, fairly and professionally

COBS 13.2 Product information: production standards, form and contents

COBS 13.5 Preparing product information: other projections

COBS 13.3 Contents of a key features document

COBS 11.4 Client limit orders

COBS 15.4 Effects of cancellation

COBS 20.5 With-profits governance

COBS 13.4 Contents of a key features illustration

COBS 15.5 Special situations

PERG 8.21 Company statements, announcements and briefings

COBS 12.4 Research recommendations: required disclosures

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COBS 4.13 UCITS

PERG 4.16 Mortgage activities

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 18.9 ICVCs

COBS 15.3 Exercising a right to cancel

COBS 10.5 Assessing appropriateness: guidance