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Effective Period

Similar To

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

APER 1.2 Purpose

ICOBS 7.2 Effects of cancellation

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DISP 1.6 Complaints time limit rules

COBS 11.2 Best execution

FEES 5.4 Information requirement

COBS 12.4 Research recommendations: required disclosures

PERG 3A.7 Transitional arrangements

DISP 1.4 Complaints resolution rules

FEES 6.2 Exemption

SYSC 6.2 Internal audit