Search Result

841 - 860 of 4662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

Third Non-Life Directive

As Published: 2001

Third Non-Life Directive

the Council Directive of 18 June 1992 on the coordination of laws, etc, and amending Directives 73/239/EEC and 88/357/EEC (No 92/49/EEC). 3…

reinsurance to close

As Published: 2001

reinsurance to close

(a) an agreement under which members of a syndicate in one syndicate year ("the reinsured members") agree with the members of that syndicate in a later syndicate year or the members of another syndica…

unrated position

As Published: 2006

unrated position

19 (for the purposes of BIPRU 9 (Securitisation), in accordance with Part 1 of Annex IX of the Banking Consolidation Directive (Securitisation definitions) and in relation to a securitisation position…

Money Laundering Directive

As Published: 2001

Money Laundering Directive

the Council Directive of 10 June 1991 on the prevention of the use of the financial system for the purpose of money laundering (91/308/EEC) as amended by the Council Directive of 4 December 2001 (2001…

Distance Marketing Directive

As Published: 2003

Distance Marketing Directive

12 14 17 The Directive of the Council and Parliament of 23 September 2002 on distance marketing of consumer financial services (No 2002/65/EC).

Payment Services Directive

As Published: 2009

Payment Services Directive

71 230 Directive 2007/64/EC of the European Parliament and of the Council of 13th November 2007 on payment services in the internal market.

participant

As Published: 2001

participant

(in accordance with section 235(2) of the Act ( Collective investment schemes)) a person who participates in a collective investment scheme . 5…

official list

As Published: 2001

official list

(1) (in LR 32 ) the list maintained by the FSA in accordance with section 74(1) of the Act for the purposes of Part VI of the Act . 20 (2) (except in LR 32 ): 20 (a) the list maintained by the FSA in…

CTF provider

As Published: 2004

CTF provider

24 (in accordance with section 3(1) of the Child Trust Funds Act 2004) a person approved by HM Revenue and Customs 30 in accordance with the CTF Regulations .

FINMAR Sch 1 Record keeping requirements

As Published: 2010

FINMAR Sch 1 Record keeping requirements

ABCP programme

As Published: 2006

ABCP programme

37 (for the purposes of BIPRU 9 (Securitisation)) an asset backed commercial paper programme .

reporting level

As Published: 2009

reporting level

82 (in SUP 16 (Reporting requirements) and in relation to a data item ) refers to whether that data item is prepared on a solo basis or on the basis of a group such as a UK DLG by modification and, if…

mineral resources

As Published: 2005

mineral resources

(in LR ) include metallic and non-metallic ores, mineral concentrates, industrial minerals, construction aggregates, mineral oils, natural gases, hydrocarbons and solid fuels including coal. 28…

prescribed pricing basis

As Published: 2001

prescribed pricing basis

5 (in relation to a derivative contract, or quasi-derivative contract ), the pricing basis set out in IPRU(INS) 4.12R(8) (Derivative contracts) as that rule was in force on 30 December 2004 25 .

MCOB

As Published: 2003

MCOB

the Mortgages and Home Finance: Conduct of Business sourcebook. 37…

large company

As Published: 2001

large company

a body corporate which does not qualify as a small company under section 247 of the Companies Act 1985 2 , or section 382 of the Companies Act 2006 as applicable. 33…

defined benefit scheme

As Published: 2007

defined benefit scheme

41 in relation to a director , means a pension scheme which is not a money purchase scheme .

Consolidated Life Directive

As Published: 2003

Consolidated Life Directive

the Council Directive of 5 November 2002 on the taking-up and pursuit of the business of life assurance (No 2002/83/EC), which consolidates the provisions of the First , Second and Third Life Directiv…

interim income allocation date

As Published: 2001

interim income allocation date

any date specified in the prospectus of an authorised fund as the date on or before which an allocation of income will be made. 5…

EEA commodities market

As Published: 2003

EEA commodities market

a market that facilitates trading in derivatives relating to commodities (other than a market operated by an RIE ) and which is operated by an entity that has its head office situated in the EEA and t…