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Third Non-Life Directive
As Published: 2001
Third Non-Life Directive
the Council Directive of 18 June 1992 on the coordination of laws, etc, and amending Directives 73/239/EEC and 88/357/EEC (No 92/49/EEC). 3…
reinsurance to close
As Published: 2001
reinsurance to close
(a) an agreement under which members of a syndicate in one syndicate year ("the reinsured members") agree with the members of that syndicate in a later syndicate year or the members of another syndica…
unrated position
As Published: 2006
unrated position
19 (for the purposes of BIPRU 9 (Securitisation), in accordance with Part 1 of Annex IX of the Banking Consolidation Directive (Securitisation definitions) and in relation to a securitisation position…
Money Laundering Directive
As Published: 2001
Money Laundering Directive
the Council Directive of 10 June 1991 on the prevention of the use of the financial system for the purpose of money laundering (91/308/EEC) as amended by the Council Directive of 4 December 2001 (2001…
Distance Marketing Directive
As Published: 2003
Distance Marketing Directive
12 14 17 The Directive of the Council and Parliament of 23 September 2002 on distance marketing of consumer financial services (No 2002/65/EC).
Payment Services Directive
As Published: 2009
Payment Services Directive
71 230 Directive 2007/64/EC of the European Parliament and of the Council of 13th November 2007 on payment services in the internal market.
participant
As Published: 2001
participant
(in accordance with section 235(2) of the Act ( Collective investment schemes)) a person who participates in a collective investment scheme . 5…
official list
As Published: 2001
official list
(1) (in LR 32 ) the list maintained by the FSA in accordance with section 74(1) of the Act for the purposes of Part VI of the Act . 20 (2) (except in LR 32 ): 20 (a) the list maintained by the FSA in…
CTF provider
As Published: 2004
CTF provider
24 (in accordance with section 3(1) of the Child Trust Funds Act 2004) a person approved by HM Revenue and Customs 30 in accordance with the CTF Regulations .
FINMAR Sch 1 Record keeping requirements
As Published: 2010
FINMAR Sch 1 Record keeping requirements
…
ABCP programme
As Published: 2006
ABCP programme
37 (for the purposes of BIPRU 9 (Securitisation)) an asset backed commercial paper programme .
reporting level
As Published: 2009
reporting level
82 (in SUP 16 (Reporting requirements) and in relation to a data item ) refers to whether that data item is prepared on a solo basis or on the basis of a group such as a UK DLG by modification and, if…
mineral resources
As Published: 2005
mineral resources
(in LR ) include metallic and non-metallic ores, mineral concentrates, industrial minerals, construction aggregates, mineral oils, natural gases, hydrocarbons and solid fuels including coal. 28…
prescribed pricing basis
As Published: 2001
prescribed pricing basis
5 (in relation to a derivative contract, or quasi-derivative contract ), the pricing basis set out in IPRU(INS) 4.12R(8) (Derivative contracts) as that rule was in force on 30 December 2004 25 .
large company
As Published: 2001
large company
a body corporate which does not qualify as a small company under section 247 of the Companies Act 1985 2 , or section 382 of the Companies Act 2006 as applicable. 33…
defined benefit scheme
As Published: 2007
defined benefit scheme
41 in relation to a director , means a pension scheme which is not a money purchase scheme .
Consolidated Life Directive
As Published: 2003
Consolidated Life Directive
the Council Directive of 5 November 2002 on the taking-up and pursuit of the business of life assurance (No 2002/83/EC), which consolidates the provisions of the First , Second and Third Life Directiv…
interim income allocation date
As Published: 2001
interim income allocation date
any date specified in the prospectus of an authorised fund as the date on or before which an allocation of income will be made. 5…
EEA commodities market
As Published: 2003
EEA commodities market
a market that facilitates trading in derivatives relating to commodities (other than a market operated by an RIE ) and which is operated by an entity that has its head office situated in the EEA and t…