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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COBS 4.7 Direct offer financial promotions

ICOBS 3.1 Distance marketing

COBS 13.1 The obligation to prepare product information

COBS 11.5 Record keeping: client orders and transactions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COBS 8.1 Client agreements: designated investment business

COBS 7.2 Information to be provided by the insurance intermediary

COBS 3.5 Professional clients

COLL 5.4 Stock lending

COBS 21.2 Principles for firms engaged in linked long-term insurance business

COBS 18.2 Energy market activity and oil market activity

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 1.1 Applications and purpose

BIPRU 7.4 Commodity PRR

BIPRU 7.5 Foreign currency PRR

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 8.12 Exemptions applying to all controlled activities

SUP 15.3 General notification requirements

COBS 13.5 Preparing product information: other projections

FEES 4.2 Obligation to pay periodic fees