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annual accounting period
As Published: 2001
annual accounting period
4 13 (1) (in CIS ) a period determined in accordance with CIS 9.2.1 R (Accounting period); 30 (2) (in COLL ): the period determined in accordance with COLL 6.8.2 R (3) to COLL 6.8.2 R (7) (Accounting…
approved immovable
As Published: 2001
approved immovable
4 an interest in any land or building which satisfies the conditions in CIS 5A.8.5 R (Approved immovables).
margined contract
As Published: 2001
margined contract
3 16 (in COLL , 44 CASS 4 and CASS 7 44 ) any contract in derivatives .
syndicate ICA
As Published: 2004
syndicate ICA
19 the capital assessment performed by a managing agent under the overall Pillar 2 rule , GENPRU 1.5.1R(1), INSPRU 7.1 and INSPRU 1.1.57R(1) 45 in respect of each syndicate managed by it.
stakeholder pension scheme
As Published: 2001
stakeholder pension scheme
a scheme that meets the conditions in section 1 of the Welfare Reform and Pensions Act 1999 or article 3 of the Welfare Reform and Pensions (Northern Ireland) Order 1999. 54…
ex-section 43 lead regulated firm
As Published: 2001
ex-section 43 lead regulated firm
an ex-section 43 firm for which the FSA (in its capacity as the regulatory body under section 43 of the Financial Services Act 1986) was lead regulator for financial supervision purposes, and that was…
regulatory basis only life firm
As Published: 2004
regulatory basis only life firm
29 a firm carrying on long-term insurance business which is not a realistic basis life firm .
capital property
As Published: 2001
capital property
(in COLL and CIS ) the scheme property , other than income property and any amount for the time being standing to the credit of the distribution account . 3 20…
non-trading book
As Published: 2006
non-trading book
19 positions, exposures, assets and liabilities that are not in the trading book .
tax exempt policy
As Published: 2001
tax exempt policy
any contract of assurance, offered or issued by a friendly society , which is tax exempt life or endowment business as defined in section 466 (2) of the Income and Corporation Taxes Act 1988. 3…
BIPRU 8 Annex 3 Examples of how to identify a non-EEA sub-group
As Published: 2007
BIPRU 8 Annex 3 Examples of how to identify a non-EEA sub-group
…
repo
As Published: 2001
repo
(a) an agreement between a seller and buyer for the sale of securities , under which the seller agrees to repurchase the securities , or equivalent securities , at an agreed date and, usually, at a st…
current market value
As Published: 2006
current market value
48 (in accordance with Part 1 of Annex III of the Banking Consolidation Directive (Definitions) and for the purpose of BIPRU 13.5 (CCR standardised method)) the net market value of the portfolio of tr…
United Kingdom
As Published: 2001
United Kingdom
England and Wales, Scotland and Northern Ireland (but not the Channel Islands or the Isle of Man). 2…
home finance adviser
As Published: 2006
home finance adviser
8 a firm with permission (or which ought to have permission ) for advising on a home finance transaction .
Business Order
As Published: 2004
Business Order
10 the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business Order) 2001 (SI 2001/1177).
made to; made only to; to whom it is made
As Published: 2007
made to; made only to; to whom it is made
47 a financial promotion is made to a person if it is addressed, whether orally or in legible form, to a particular person or person s (for example where it is contained in a telephone call or letter)…
international accounting standards
As Published: 2004
international accounting standards
29 means the international accounting standards, within the meaning of EC Regulation No. 1606/2002 of the European Parliament and of the Council of 19 July 2002 on the application of international acc…