Reset to Today

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

Content Options:

Content Options

View Options:


You are viewing the version of the document as on 2023-03-30.

Timeline guidance

Alternative versions

  1. Point in time
    2023-03-30

SYSC 15A.7 Governance

SYSC 15A.7.1R

1A firm must ensure that its governing body approves and regularly reviews the written records required under SYSC 15A.6 (Self-assessment and lessons learned exercise documentation).