SUP Sch 4 Powers exercised
The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in SUP: |
|
Section 59 (Approval for particular arrangements) |
|
Section 138 (General rule-making power) |
|
Section 139(1) and (4) (Miscellaneous ancillary matters) |
|
Section 141 (Insurance business rules) |
|
Section 144 (Price stabilising rules) |
|
Section 145 (Financial promotion rules) |
|
Section 146 (Money laundering rules) |
|
Section 147 (Control of information rules) |
|
Section 149 (Evidential provisions) |
|
Section 150(2) (Actions for damages) |
|
Section 156 (General supplementary powers) |
|
Section 178 (Obligation to notify the Authority: acquisitions of control) |
|
Section 191D (Obligation to notify the Authority: dispositions of control) |
|
Section 238(5) (Restrictions on promotion) |
|
Section 247 (Trust scheme rules) |
|
9Section 293 (Notification requirements) |
|
Section 318(1) (Exercise of powers through Council)7 |
|
Section 340 (Appointment) |
|
Section 341 (Access to books etc.)3 |
|
Paragraph 17(1) (Fees) of Schedule 1 (The Financial Services Authority) |
|
11Paragraphs 19 (Establishment) and 20 (Services) of Schedule 3 (EEA Passport Rights) |
|
Regulations9 6(1) (FSA rules) and 12 (applications for authorisation)9 of the OEIC Regulations9 9 |
|
Article 4(1) of the Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Rules) Order 20019(SI 2001/1534)9 921 |
The following powers and related provisions in or under the Act have been exercised by the FSA to give the guidance in SUP: |
|
Section 157(1) (Guidance) |
|
Article 11(1) of the Financial Services and Markets Act 2000 (Transitional Provisions and Savings)(Rules) Order 2001 (SI 2001/1534)9 |
The following powers and related provisions in or under the Act have been exercised by the FSA in SUP to direct or require: |
|
Section 51 (Applications under this Part) |
|
Section 60 (Applications for approval) |
|
Section 148(3) (Modification or waiver of rules) |
|
Section 182 (Notification) |
|
Section 250(4) and (5) (Modification or waiver of rules) |
|
11Section 294 (Modification or waiver of rules) |
|
Section 3169 (Direction by Authority)5 59 |
|
Paragraph 5(4) (Notice of Authority) of Schedule 4 (Treaty Rights)4 |
|
Regulation 7(3) and (4) (Modification or waiver of FSA rules) of the OEIC Regulations |
The following additional powers and related provisions have been exercised by the FSA to give the directions and make the guidance in SUP: |
|
Regulation 82 (Reporting requirements) of the Payment Services Regulations |
|
Regulation 93 (Guidance) of the Payment Services Regulations13 |
|
13Regulation 49 (Reporting requirements) of the Electronic Money Regulations |
|
13Regulation 60 (Guidance) of the Electronic Money Regulations |