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SUP 5.2 The FSA's power

Who may be required to provide a report?

SUP 5.2.1GRP

Under section 166 of the Act (Reports by skilled persons), the FSA may, by giving a written notice, require any of the following persons to provide it with a report by a skilled person:

  1. (1)

    a firm;

  2. (2)

    any other member of the firm's group;

  3. (3)

    a partnership of which the firm is a member;

  4. (4)

    a person who has at any relevant time been a person falling within (1), (2) or (3);

but only if the person is, or was at the relevant time, carrying on a business.