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SUP 16 Annex 28C Small Payment Institution Return
As Published: 2018
SUP 16 Annex 28C Small Payment Institution Return
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SUP 16 Annex 30J Small electronic money institution questionnaire
As Published: 2018
SUP 16 Annex 30J Small electronic money institution questionnaire
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SUP 11.7 Acquisition or increase of control: assessment process and criteria
As Published: 2004
SUP 11.7 Acquisition or increase of control: assessment process and criteria
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SUP 15 Annex 6D R AIFMD notice of sub-threshold AIFM exceeding AuM limit
As Published: 2014
SUP 15 Annex 6D R AIFMD notice of sub-threshold AIFM exceeding AuM limit
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SUP 15 Ann 3 Notification to amend firm details form
As Published: 2004
SUP 15 Ann 3 Notification to amend firm details form
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SUP App 2.10 Grant or variation of permission
As Published: 2001
SUP App 2.10 Grant or variation of permission
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SUP 16 Annex 41 Compliance Reporting Return
As Published: 2016
SUP 16 Annex 41 Compliance Reporting Return
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SUP 21.1 Form of waiver for energy market participants
As Published: 2003
SUP 21.1 Form of waiver for energy market participants
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SUP 10C Annex 6R Form D: Notification: Changes to personal information/application details and conduct breaches/disciplinary action related to conduct
As Published: 2018
SUP 10C Annex 6R Form D: Notification: Changes to personal information/application details and conduct breaches/disciplinary action related to conduct
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SUP 12 Annex 6 On-going reporting by principal firms on their appointed representatives
As Published: 2022
SUP 12 Annex 6 On-going reporting by principal firms on their appointed representatives
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SUP 8A.1 Application, purpose and interpretation
As Published: 2014
SUP 8A.1 Application, purpose and interpretation
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SUP 10A Annex 9 Form G: The Retail Investment Adviser Complaints Alerts Form
As Published: 2015
SUP 10A Annex 9 Form G: The Retail Investment Adviser Complaints Alerts Form
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SUP 15 Annex 6C R AIFMD full-scope UK AIFM material change notification
As Published: 2014
SUP 15 Annex 6C R AIFMD full-scope UK AIFM material change notification
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SUP 10A Annex 6 Form C: Notice of ceasing to perform controlled functions (including senior management functions) [deleted]
As Published: 2015
SUP 10A Annex 6 Form C: Notice of ceasing to perform controlled functions (including senior management functions) [deleted]
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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation
As Published: 2015
SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation
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SUP 15B.3 Applications to endorse a third country benchmark
As Published: 2018
SUP 15B.3 Applications to endorse a third country benchmark
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SUP 8.5 Notification of altered circumstances relating to waivers
As Published: 2001
SUP 8.5 Notification of altered circumstances relating to waivers
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